Summary of Actions by Implementation Category
Summary of Actions by Implementation Category
Each action item has been categorized by focus of implementation, as
follows:
(1) Agency heads can do themselves:
SMC02.3 Revise government-sponsored management training to teach
management control as an integral function of management, not as a
reporting requirement.
SMC03.1 Change the emphasis of IG's from compliance auditing to
evaluating management control systems.
SMC03.2 Change the IG's' method of operation to be more
collaborative and less adversarial.
SMC03.3 Establish performance criteria for IG's.
SMC03.4 Do not offer bonuses to IG's.
SMC04.1 Define clearly the clients of the Offices of General
Counsel.
SMC04.2 Use franchising and other market mechanisms to encourage OGC
staffs to respond appropriately to their clients.
SMC04.3 Develop performance measures and feedback loops for general
counsels to encourage close cooperation with clients.
SMC05.1 Improve GAO documentation of best practices and use of
feedback loops.
SMC08.1 Establish a process for obtaining waivers from federal
regulations and identify the regulations for which this process
applies.
(2) President, Executive Office of the President, or Office of
Management and Budget can do:
SMC01.1 Redesign the existing set of control mechanisms for the
executive branch, using a systems design approach.
SMC02.1 Rewrite OMB Circular A-123, "Internal Control Systems," to
be a succinct document that defines the policy for establishing and
reviewing management controls.
SMC02.2 Replace OMB's existing Internal Control Guidelines with a
handbook on management controls.
SMC02.3 Revise government-sponsored management training to teach
management control as an integral function of management, not as a
reporting requirement.
SMC07.1 Reduce internal regulations by at least 50 percent over the
next three years.
(3) Requires legislative action:
SMC06.1 Eliminate at least half of all congressionally mandated
reports.
SMC06.2 Review new reporting requirements for management impact, and
include a sunset provision.